(210 ILCS 35/1) (from Ch. 111 1/2, par. 4181)
Sec. 1. Purpose. The purpose
of this Act is to authorize the Department of Public Health to
license Community Living Facilities using standards appropriate
to this type of residential setting. The Community Living Facility
is a transitional residential setting which provides guidance,
supervision, training and other assistance to persons with a
mild or moderate developmental disability with the goal of eventually
moving these persons into more independent living arrangements.
The Act authorizes the Department of Public Health to establish
minimum standards, rules and regulations consistent with the
philosophy and purpose of Community Living Facilities while insuring
the protection of residents' rights and general welfare.
(Source: P.A. 88-380.)
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(210 ILCS 35/2) (from Ch. 111 1/2, par. 4182)
Sec. 2. Short title. This
Act shall be known and may be cited as the "Community Living
Facilities Licensing Act".
(Source: P.A. 82-567.)
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(210 ILCS 35/3) (from Ch. 111 1/2, par. 4183)
Sec. 3. Definitions. As
used in this Act, unless the context otherwise requires, the
terms defined in this Section have the meanings ascribed to them
herein.
(1) "Adult" means
a person 18 years of age or older.
(2) "Applicant" means
any person, agency, association, corporation, partnership, or
organization making application for a license.
(3) "Appropriate programming" means
programming which meets each resident's individual needs commensurate
with his functioning level.
(4) "Community Living
Facility" means a transitional residential setting which
provides guidance, supervision, training and other assistance
to ambulatory or mobile adults with a mild or moderate developmental
disability with the goal of eventually moving these persons to
more independent living arrangements. Residents are required
to participate in day activities, such as vocational training,
sheltered workshops or regular employment. A Community Living
Facility shall not be a nursing or medical facility and shall
house no more than 20 residents, excluding staff.
(5) "Department" means
the Department of Public Health.
(6) "Director" means
the Director of the Department of Public Health.
(7) "Habilitation plan" means
a written plan as defined in the "Mental Health and Developmental
Disabilities Code of 1979", as now or hereafter amended.
(8) "License" means
any of the following types of licenses issued to an applicant
or licensee by the Department:
(a) "Probationary
license" means a license issued to
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an applicant or licensee which has
not held a license contiguous to its application.
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(b) "Regular
license" means a license issued to an
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applicant or licensee which is in
substantial compliance with this Act and
any rules and regulations promulgated hereunder.
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(9) "Licensee" means
a person, agency, association, corporation, partnership,
or organization which has been issued a license to
operate a Community Living Facility.
(10) "Owner" means
the individual, partnership, corporation, association or other
person who owns a Community Living Facility. In the event a Community
Living Facility is operated by a person who leases the physical
plant, which is owned by another person, "owner" means
the person who operates the Community Living Facility, except that
if the person who owns the physical plant is an affiliate of the
person who operates the Community Living Facility and has significant
control over the day-to-day operations of the Community
Living Facility, the person who owns the physical plant shall incur
jointly and severally with the owner all liabilities imposed on
an owner under this Act.
(11) "Plan of correction" means
a written plan submitted to the Department for violation of this
Act or of rules promulgated hereunder which are cited by the Department.
The plan shall describe the steps that will be taken in order to
bring the Community Living Facility into compliance and the time-frame
for completion of each step.
(12) "Qualified surveyor" means
any individual or any governmental agency designated by the Department
to survey Community Living Facilities for compliance with this
Act and the rules and regulations promulgated under this Act.
(13) "Resident" means
a person residing in a Community Living Facility pursuant to this
Act.
(14) "Support services" means
those services provided to residents in order to facilitate their
integration into the community and to improve their level of functioning,
independence and self-respect.
(Source: P.A. 88-380.)
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(210 ILCS 35/4) (from Ch. 111 1/2, par. 4184)
Sec. 4. Department's powers
and duties. The Director of the Department shall establish a
system of licensure for Community Living Facilities, in accordance
with this Act, for the purposes of:
(1) Protecting the health,
welfare and safety of residents;
(2) Insuring the provision
of appropriate programming and support services for residents
to promote their independence, personal growth, self-respect
and ability to function in a more independent living arrangement;
(3) Insuring that the sites
selected for Community Living Facilities enable residents to
participate in community activities;
(4) Protecting residents'
rights;
(5) Maintaining the integrity
of communities by requiring regular monitoring and inspection
of Community Living Facilities; insuring that minimum program
and physical plant standards are maintained; and prohibiting
the concentration of Community Living Facilities in residential
neighborhoods.
(Source: P.A. 82-567.)
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(210 ILCS 35/5) (from Ch. 111 1/2, par. 4185)
Sec. 5. Licensing standards.
The Department shall promulgate rules and regulations establishing
minimum standards for licensing of Community Living Facilities.
These rules shall regulate:
(1) The location of Community
Living Facilities. These provisions shall insure that the Community
Living Facilities are in appropriate neighborhoods and shall
prohibit concentration of these housing programs in communities.
(2) The operation and conduct
of Community Living Facilities.
(3) The general financial
ability, competence, character and qualifications of the applicant
to provide appropriate care and comply with this Act.
(4) The appropriateness,
safety, cleanliness and general adequacy of the premises, including
maintenance of adequate fire protection and health standards,
conforming to State laws and municipal codes, to provide for
the physical comfort, well-being, care and protection of
the residents.
(5) The number, character,
training and qualifications of personnel directly responsible
for the residents.
(6) Provisions for food,
clothing, educational opportunities, social activities, home
furnishings and personal property to insure the healthy physical,
emotional and mental development of residents.
(7) Implementation of habilitation
plans for each resident.
(8) Provisions for residents
to receive appropriate programming and support services commensurate
with their individual needs, and to participate in decisions
regarding their use of programs and support services.
Such services should include
educational opportunities, vocational training and other day
activities aimed at promoting independence and improving basic
living skills.
(9) Provisions and criteria
for admission, discharge and transfers at Community Living Facilities.
(10) Provisions specifying
the role and responsibilities of residents for upkeep of their
rooms and the overall maintenance and care of the Community Living
Facilities. These provisions shall allow the residents to participate
in normal, daily activities associated with community living.
(11) Provisions to insure
that residents are notified of their legal rights, as defined
in the rules promulgated pursuant to subsection (12) of this
Section and to assist them in exercising these rights. Upon admission
to a Community Living Facility, residents shall be provided a
copy of their rights and related rules, regulations and policies,
and the name, address and telephone number of the Guardianship
and Advocacy Commission.
(12) Resident rights, which
shall include, but need not be limited to, those guaranteed by
the "Mental Health and Developmental Disabilities Code",
as amended.
(13) Maintenance of records
pertaining to the admission, habilitation, and discharge of residents,
and to the general operation of Community Living Facilities.
(Source: P.A. 82-567.)
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(210 ILCS 35/6) (from Ch. 111 1/2, par. 4186)
Sec. 6. Operation without
a license. (1) Any person, agency, association, corporation,
partnership, or organization which operates a Community Living
Facility without a valid license from the Department is guilty
of a business offense and shall be fined an amount in excess
of $500 but not exceeding $10,000, and each day of violation
is a separate violation. If the Department determines that a
Community Living Facility is operating without a valid license,
it shall report the results of its investigation to the Attorney
General or to the appropriate State's Attorney for prosecution.
(2) No State or federal
funds which are appropriated by the General Assembly or which
pass through the General Revenue or any special fund in the State
Treasury shall be paid to a Community Living Facility not having
a license issued under this Act.
(Source: P.A. 82-567.)
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(210 ILCS 35/7) (from Ch. 111 1/2, par. 4187)
Sec. 7. Issuance of licenses.
All Community Living Facilities shall be licensed by the Department.
The procedures for obtaining a valid license are as follows:
(1) Application for a license
shall be made on forms provided and in the manner prescribed
by the Department. All applications shall be accompanied by an
application fee of $200.
(2) Upon receipt of an application
filed in proper order, the Department shall review the application
and shall make an on-site evaluation of the proposed Community
Living Facility.
(3) The evaluation shall
be conducted by a qualified surveyor representing the Department.
The Department may request that a representative from the Department
of Human Services accompany the Department's surveyor.
(4) The Department may request
assistance or advice from other State and local governmental
or private entities in the inspection process, including, but
not limited to the Department of Human Services and the State
Fire Marshal.
(5) If the Department has
determined on the basis of available documentation that the Community
Living Facility is in substantial compliance with this Act and
rules and regulations promulgated under this Act, it shall issue
a probationary license. Such license shall be valid for a period
not to exceed 6 months from the date of issuance. Within 30 days
prior to the expiration of the probationary license, a qualified
surveyor representing the Department shall conduct an on-site
final evaluation. If, at the time of the final evaluation the
Community Living Facility is in substantial compliance with this
Act, the Department shall issue a regular license which replaces
the probationary license.
(6) As a condition of the
issuance or renewal of a license, the applicant or licensee shall
file a statement of ownership, which shall be public information
and which shall be available from the Department. The statement
of ownership shall include: the name, address, telephone number,
occupation, or business activity, business address and business
telephone number of the person who is the owner of the Community
Living Facility and every person who owns the building in which
the Community Living Facility is located, if other than the owner
of the Community Living Facility; the name of every partner and
stockholder of the owner if the owner is a partnership or corporation;
and, the address of any facility, wherever located, any financial
interest in which is owned by the applicant or licensee, if the
facility were required to be licensed if it were located in this
State.
(Source: P.A. 89-507, eff. 7-1-97.)
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(210 ILCS 35/8) (from Ch. 111 1/2, par. 4188)
Sec. 8. Departmental inspection.
(1) The Department may inspect the records and premises of a
Community Living Facility whenever the Department determines
appropriate.
(2) The Department shall
investigate all reports of violation received from any other
governmental entity which also has monitoring responsibility
for Community Living Facilities.
(3) If the Department determines
that a Community Living Facility is not in compliance with this
Act or the rules and regulations promulgated under this Act,
the Department shall promptly serve a notice of violation upon
the licensee. Each notice of violation shall be prepared in writing
and shall specify the nature of the violation, the statutory
provision or rule alleged to have been violated, and the requirement
that the licensee submit a plan of correction to the Department.
The notice shall also inform the licensee of any other action
which the Department might take pursuant to this Act and of his
right to a hearing under subsection (1) of Section 12 of this
Act.
(Source: P.A. 82-567.)
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(210 ILCS 35/9) (from Ch. 111 1/2, par. 4189)
Sec. 9. Regular licenses.
(1) A regular license shall
be valid for a one-year period from the date of authorization.
A license is not transferable.
(2) Within 120 to 150 days
prior to the date of expiration of the license, the licensee
shall apply to the Department for renewal of the license. The
procedure for renewing a valid license for a Community Living
Facility shall be the same as for applying for the initial license,
pursuant to subsections (1) through (4) of Section 7 of this
Act. If the Department has determined on the basis of available
documentation that the Community Living Facility is in substantial
compliance with this Act and the rules promulgated under this
Act, and has provided to the Department an accurate disclosure
document in accordance with the Alzheimer's Special Care Disclosure
Act, it shall renew the regular license for another one-year
period.
(3) Whenever ownership of
a facility is transferred from the licensee to any other person,
agency, association, corporation, partnership, or organization,
the transferree must obtain a new probationary license. The transferree
shall notify the Department of the transfer and apply for a new
license at least 30 days prior to final transfer. The requirement
for an on-site inspection in Section 7 may be waived if
the Department has conducted a survey of the Community Living
Facility within the past 60 days and the survey disclosed substantial
compliance with this Act and rules and regulations promulgated
hereunder.
(Source: P.A. 90-341, eff. 1-1-98.)
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(210 ILCS 35/10) (from Ch. 111 1/2, par. 4190)
Sec. 10. Procedures for
filing a complaint. (1) Any person, agency, association or governmental
body may file a complaint with the Department alleging that a
Community Living Facility is in violation of this Act or of the
rules and regulations promulgated pursuant to this Act.
(2) The Department may conduct
an investigation in order to determine if the Community Living
Facility is in compliance. If, based on the results of its investigation,
the Department determines that the Community Living Facility
is not in compliance, it shall promptly serve a notice of violation
upon the licensee. Such notice of violation shall comply with
the requirements described in subsection (3) of Section 8 of
this Act. The Department may notify the complainant of its findings.
(3) The complaint, a copy
of the complaint, or a record published, released or otherwise
disclosed to the Community Living Facility shall not disclose
the name of the complainant unless the complainant consents in
writing to the disclosure or the investigation results in a judicial
proceeding, or unless disclosure is essential to the investigation.
(4) A licensee or its agents
shall not transfer, discharge, evict, harass, dismiss, or retaliate
against a resident or an employee or agent who files a complaint
under this Section 10 or who testifies under Section 12 of this
Act because of the complaint or testimony.
(5) Any person participating
in good faith in the making of a complaint, or in the investigation
of such a complaint shall not be deemed to have violated any
privileged communication and shall have immunity from any liability,
civil, criminal or that otherwise might result as a consequence
of making such a complaint. The good faith of any persons making
a complaint or participating in the investigation of such a complaint
shall be presumed.
(6) The owner and licensee
are liable to a resident for any intentional or negligent act
or omission of their agents or employees which injures the resident.
In addition, the licensee shall pay actual damages, or $500,
whichever is greater, and costs and attorney's fees to a resident
whose rights under this Act or under rules and regulations promulgated
hereunder are violated.
(Source: P.A. 82-567.)
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(210 ILCS 35/11) (from Ch. 111 1/2, par. 4191)
Sec. 11. Grounds for denial
or revocation of a license. The Department may deny or begin
proceedings to revoke a license if the applicant or licensee
has been convicted of a felony or 2 or more misdemeanors involving
moral turpitude, as shown by a certified copy of the court of
conviction; if the Department determines after investigation
that such person has not been sufficiently rehabilitated to warrant
the public trust; or upon other satisfactory evidence that the
moral character of the applicant or licensee is not reputable.
In addition, the Department may deny or begin proceedings to
revoke a license at any time if the licensee:
(1)
Submits false information either on Department
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licensure forms or during an inspection;
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(2)
Refuses to allow an inspection to occur;
(3)
Violates this Act or rules and regulations
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promulgated under this Act;
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(4)
Violates the rights of its residents;
(5)
Fails to submit or implement a plan of correction
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within the specified time period;
or
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(6)
Fails to submit a workplace violence prevention
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plan in compliance with the Health
Care Workplace Violence Prevention Act.
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(Source: P.A. 94-347, eff. 7-28-05.)
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(210 ILCS 35/12) (from Ch. 111 1/2, par. 4192)
Sec. 12. Right to hearing.
(1) No license may be denied or revoked unless the applicant
or licensee is given written notice of the grounds for the Department's
action. The applicant or licensee may appeal the Department's
proposed action within 15 days after receipt of the Department's
written notice by making written request to the Department for
a hearing. Notice of the time, place, and nature of the hearing
shall be given to the applicant or licensee not less than 2 weeks
prior to the date of the hearing. The hearing shall proceed,
and the notice shall be delivered, in accordance with "The
Illinois Administrative Procedure Act", approved September
22, 1975, as now or hereafter amended. The Director may appoint
a hearing examiner to preside at any administrative hearing under
this Act.
(2) If the applicant or
licensee does not submit a request for a hearing as provided
for in this Section, or if after conducting the hearing the Department
determines that the license should not be issued, or that the
license should be revoked or denied, the Department shall issue
an order to that effect. If the order is to revoke the license,
it shall specify that the order takes effect upon receipt by
the licensee, and that the Community Living Facility shall not
operate during the pendency of any proceeding for judicial review
of the Department's decision, except under court order.
(3) Final administrative
decisions shall be subject to judicial review exclusively as
provided in the Administrative Review Law, as now or hereafter
amended, except that any petition for judicial review of Department
action under this Act shall be filed within 15 days after receipt
of notice of the final agency determination. The term "administrative
decision" has the meaning ascribed to it in Section 3-101
of the Code of Civil Procedure. The court may stay enforcement
of the Department's final decision if a showing is made that
there is a substantial probability that the party seeking review
will prevail on the merits and will suffer irreparable harm if
the stay is not granted, and that the facility will meet the
requirements of this Act and the rules and regulations promulgated
under this Act during such stay.
(4) The Director or hearing
officer may compel by subpoena or subpoena duces tecum the attendance
and testimony of witnesses and the production of books and papers,
and administer oaths to witnesses.
All subpoenas issued by
the Director or hearing officer may be served as provided for
in civil actions. The fees of witnesses for attendance and travel
shall be the same as the fees for witnesses before the circuit
court and shall be paid by the party to such proceeding at whose
request the subpoena is issued. If such subpoena is issued at
the request of the Department or by a person proceeding in forma
pauperis the witness fee shall be paid by the Department as an
administrative expense.
(Source: P.A. 82-783.)
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(210 ILCS 35/13) (from Ch. 111 1/2, par. 4193)
Sec. 13. Grounds for immediate
closure. Any situation that exists at a Community Living Facility
which may result in serious mental, psychological or physical
harm to residents shall be abated or eliminated immediately.
If the Department determines that such a situation exists and
that proper measures to remedy the situation are not being taken,
it shall immediately issue an order of closure and withdraw the
residents and, with assistance from the Department of Human Services,
place them in another residential setting prior to a hearing.
Any such action by the Department shall be included in the evidence
presented at the hearing. At the time of such action the Department
shall begin license revocation proceedings, and the licensee
shall retain the right to a hearing as described in Section 12.
(Source: P.A. 89-507, eff. 7-1-97.)
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(210 ILCS 35/14) (from Ch. 111 1/2, par. 4194)
Sec. 14. Closure of a Community
Living Facility. If, at any time, a licensee determines that
he will terminate the operation of a Community Living Facility
which is licensed pursuant to this Act, he shall notify the Department
of this decision at least 60 days prior to the date of closure.
When the Department is notified
of a pending closure of a Community Living Facility, it shall
immediately contact the Department of Human Services for assistance
in identifying other appropriate residential settings. The Department
shall review these options with the residents before making the
transfer.
(Source: P.A. 89-507, eff. 7-1-97.)
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(210 ILCS 35/15) (from Ch. 111 1/2, par. 4195)
Sec. 15. Injunction. The
operation or maintenance of a Community Living Facility in violation
of this Act, or of rules and regulations promulgated under this
Act, is declared a public nuisance inimical to the public welfare.
The Director in the name of the people of the State, through
the Attorney General, or the State's Attorney of the county in
which the facility is located, may, in addition to other remedies
herein provided, bring action for an injunction to restrain such
violation or to enjoin the future operation or maintenance of
any such Community Living Facility.
(Source: P.A. 82-567.)
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(210 ILCS 35/16) (from Ch. 111 1/2, par. 4196)
Sec. 16. Savings Provision.
Nothing in this Act shall be construed to affect the outcome
of any actions pending before or on the effective date of this
Act.
(Source: P.A. 82-567.)
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(210 ILCS 35/18) (from Ch. 111 1/2, par. 4197)
Sec. 18. Community Living
Facilities currently licensed or having made application. Community
Living Facilities currently operating with licenses issued under
the "Nursing Home Care Act", approved August 23, 1979,
as amended, or having made application to the Department for
licenses as of March 31, 1982, under the "Nursing Home Care
Act" or under this Act shall be issued probationary licenses
when this Act becomes effective and shall be eligible for licensure
as a Community Living Facility as defined under Section 3 of
this Act, except that such facilities shall not be limited to
20 residents as provided under Section 3. Such facilities shall
be limited to those number of beds above 20, not to exceed 80,
licensed or applied for within the year immediately preceding
March 31, 1982. In addition, any facility otherwise meeting the
definition of a Community Living Facility in Section 3 of this
Act which was licensed and was serving adults with a severe and
profound developmental disability as well as adults with a mild
or moderate developmental disability as of January 1, 1986, may
continue to provide services to these adults with severe and
profound developmental disabilities, provided that such facility
complies with any special conditions which may be set by the
Department for such services.
(Source: P.A. 88-380.)
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